10-K.Info (Beta Test) Courtesy of Short Sands, LLC | ||||||||||||||
| ||||||||||||||
|
10-K.Info (Beta Test) Courtesy of Short Sands, LLC | |||
MORGAN STANLEY | |||
Ticker: MS Fiscal Year: 2009 | |||
Statement Of Cash Flows Indirect Deposit Based Operations | |||
Period Ending Dec 31, 2009 10-K (Filed: Feb 26, 2010) | |||
| (In Millions, except shares in actual) | |||
| 13 Months Ended | 12 Months Ended | 12 Months Ended | |
| Dec 31, 2009 | Nov 30, 2008 | Nov 30, 2007 | |
| CASH FLOWS FROM OPERATING ACTIVITIES | |||
| Net income (loss) | $ 1,406 | 1,778 | 3,249 |
| Adjustments to reconcile net income to net cash (used for) provided by operating activities: | |||
| Deferred income taxes | (932) | (1,224) | (1,669) |
| Compensation payable in common stock and options | 1,265 | 1,838 | 1,927 |
| Depreciation and amortization | 1,224 | 794 | 475 |
| Provision for consumer loan losses | 0 | 0 | 478 |
| Gains on business dispositions | (606) | (2,232) | (168) |
| Gain on repurchase of long-term debt | (491) | (2,252) | 0 |
| Insurance settlement | 0 | 0 | (38) |
| Impairment charges and other-than-temporary impairment charges | 823 | 1,238 | 437 |
| Changes in assets and liabilities: | |||
| Cash deposited with clearing organizations or segregated under federal and other regulations or requirements | 211 | 5,001 | (9,334) |
| Financial instruments owned, net of financial instruments sold, not yet purchased | (26,130) | 78,486 | (25,361) |
| Securities borrowed | (79,449) | 154,209 | 59,637 |
| Securities loaned | 11,666 | (95,602) | (39,834) |
| Receivables and other assets | (2,445) | 54,531 | (3,973) |
| Payables and other liabilities | 818 | (114,531) | 71,092 |
| Federal funds sold and securities purchased under agreements to resell | (20,499) | 51,822 | 26,194 |
| Securities sold under agreements to repurchase | 67,188 | (60,439) | (105,361) |
| Net cash (used for) provided by operating activities | (45,951) | 73,417 | (22,249) |
| CASH FLOWS FROM INVESTING ACTIVITIES | |||
| Net (payments for) proceeds from: | |||
| Premises, equipment and software costs | (2,877) | (1,400) | (1,469) |
| Business acquisitions, net of cash acquired | (2,160) | (174) | (1,169) |
| Business dispositions, net of cash disposed | 565 | 743 | 476 |
| Net principal disbursed on consumer loans | 0 | 0 | (4,776) |
| Sales of consumer loans | 0 | 0 | 5,301 |
| Purchases of securities available for sale | 0 | 0 | (14,073) |
| Sales of securities available for sale | 0 | 0 | 4,272 |
| Net cash provided by (used for) investing activities | (4,472) | (831) | (11,438) |
| CASH FLOWS FROM FINANCING ACTIVITIES | |||
| Net (payments for) proceeds from: | |||
| Short-term borrowings | (7,724) | (24,012) | 8,274 |
| Derivatives financing activities | (85) | 962 | (859) |
| Other secured financings | (4,437) | (15,246) | (24,231) |
| Deposits | 10,860 | 11,576 | 23,099 |
| Excess tax benefits associated with stock-based awards | 102 | 47 | 281 |
| Net proceeds from: | |||
| Non-controlling interests | 0 | 1,560 | 265 |
| Morgan Stanley public offerings of common stock | 6,212 | 0 | 0 |
| Issuance of preferred stock and common stock warrant | 0 | 18,997 | 0 |
| Issuance of common stock | 43 | 397 | 927 |
| Issuance of long-term borrowings | 43,960 | 42,331 | 74,540 |
| Issuance of junior subordinated debentures related to China Investment Corporation | 0 | 5,579 | 0 |
| Payments for: | |||
| Long-term borrowings | (33,175) | (56,120) | (33,120) |
| Series D Preferred stock and warrant | (10,950) | 0 | 0 |
| Redemption of capital units | 0 | 0 | (66) |
| Repurchases of common stock through capital management share repurchase program | 0 | (711) | (3,753) |
| Repurchases of common stock for employee tax withholding | (50) | (1,117) | (438) |
| Cash distribution in connection with the Discover Spin-off | 0 | 0 | (5,615) |
| Cash dividends | (1,732) | (1,227) | (1,219) |
| Net cash (used for) provided by financing activities | 3,024 | (16,984) | 38,085 |
| Effect of exchange rate changes on cash and cash equivalents | 720 | (2,546) | 594 |
| Net (decrease) increase in cash and cash equivalents | (46,679) | 53,056 | 4,992 |
| Cash and cash equivalents, at beginning of period | 78,654 | 25,598 | |
| Cash and cash equivalents, at end of period | 31,991 | 78,654 | 25,598 |
| Cash and cash equivalents include: | |||
| Cash and due from banks | 6,988 | 11,276 | 7,248 |
| Interest bearing deposits with banks | 25,003 | 67,378 | 18,350 |
| Cash and cash equivalents, at end of period | 31,991 | 78,654 | 25,598 |
| External Links | |
| MORGAN STANLEY (MS) Fiscal Year 2009 | |
| Statements of 10-K in Excel | https://www.sec.gov/.../Financial.xlxs |
| Complete 10-K in HTML | https://www.sec.gov/.../10-K.html |
| Complete 10-K in XBRL | https://www.sec.gov/.../10-K-xbrl.zip |