10-K.Info (Beta Test)
Courtesy of Short Sands, LLC
10-K.Info (Beta Test)
Courtesy of Short Sands, LLC

CATERPILLAR FINANCIAL SERVICES CORP

Ticker: CAT   Fiscal Year: 2016

Consolidated Statement of Cash Flow

Period Ending Dec 31, 2016 10-K (Filed: Feb 15, 2017)

(In Millions, except shares in actual)
 12 Months Ended12 Months Ended12 Months Ended
 Dec 31, 2016Dec 31, 2015Dec 31, 2014
Cash flow from operating activities:
Profit (loss) of consolidated and affiliated companies
$
(59)
2,5232,468
Adjustments for non-cash items:
Depreciation and amortization3,0343,0463,163
Actuarial (gain) loss on pension and postretirement benefits9851792,624
Provision (benefit) for deferred income taxes(431)(307)(954)
Goodwill impairment charge59500
Other856453470
Changes in assets and liabilities, net of acquisitions and divestitures:
Receivables - trade and other829764163
Inventories1,1092,274101
Accounts payable(200)(1,165)222
Accrued expenses(201)(199)(10)
Accrued wages, salaries and employee benefits(708)(389)901
Customer advances(37)(501)(593)
Other assets - net224143(139)
Other liabilities - net(388)(146)(359)
Net cash provided by (used for) operating activities5,6086,6758,057
 
Cash flow from investing activities:
Capital expenditures - excluding equipment leased to others(1,109)(1,388)(1,539)
Expenditures for equipment leased to others(1,819)(1,873)(1,840)
Proceeds from disposals of leased assets and property, plant and equipment899760904
Additions to finance receivables(9,339)(9,929)(11,278)
Collections of finance receivables9,3699,2479,841
Proceeds from sale of finance receivables127136177
Investments and acquisitions (net of cash acquired)(191)(400)(30)
Proceeds from sale of businesses and investments (net of cash sold)0178199
Proceeds from sale of securities694351810
Investments in securities(391)(485)(825)
Other - net0(114)(46)
Net cash provided by (used for) investing activities(1,760)(3,517)(3,627)
 
Cash flow from financing activities:
Dividends paid(1,799)(1,757)(1,620)
Distribution to noncontrolling interests(8)(7)(7)
Contribution from noncontrolling interests004
Common stock issued, including treasury shares reissued(23)33239
Treasury shares purchased0(2,025)(4,238)
Excess tax benefit from stock-based compensation2824182
Proceeds from debt issued (original maturities greater than three months):
Machinery, Energy & Transportation631,994
Financial Products5,1095,1298,655
Payments on debt (original maturities greater than three months):
Machinery, Energy & Transportation(533)(517)(785)
Financial Products(6,032)(7,775)(8,463)
Short-term borrowings - net (original maturities three months or less)1403,0221,043
Net cash provided by (used for) financing activities(3,112)(3,870)(2,996)
 
Effect of exchange rate changes on cash(28)(169)(174)
Increase (decrease) in cash and short-term investments708(881)1,260
 
Cash and short-term investments at beginning of period6,4607,341
Cash and short-term investments at end of period7,1686,4607,341
 
10-K.Info (Beta Test)
Courtesy of Short Sands, LLC

CATERPILLAR FINANCIAL SERVICES CORP

Ticker: CAT   Fiscal Year: 2016

Consolidated Statements of Profit

Period Ending Dec 31, 2016 10-K (Filed: Feb 15, 2017)

(In Millions, except shares in actual)
 12 Months Ended12 Months Ended12 Months Ended
 Dec 31, 2016Dec 31, 2015Dec 31, 2014
Revenues:
Retail finance
$
1,220
1,2431,366
Operating lease1,0151,0121,057
Wholesale finance264285311
Other, net96133151
Total revenues2,5952,6732,885
 
Expenses:
Interest611593631
Depreciation on equipment leased to others841836870
General, operating and administrative391415433
Provision for credit losses135119139
Other416437
Total expenses2,0192,0272,110
 
Other income (expense)(15)(27)(22)
Profit before income taxes561619753
 
Provision for income taxes171158209
Profit of consolidated companies390461544
 
Less: Profit attributable to noncontrolling interests619
Profit384 [1]460535
 
[1] Profit attributable to Caterpillar Financial Services Corporation.
External Links 
CATERPILLAR FINANCIAL SERVICES CORP (CAT) Fiscal Year 2016
Statements of 10-K in Excel https://www.sec.gov/.../Financial.xlxs
Complete 10-K in HTML https://www.sec.gov/.../10-K.html
Complete 10-K in XBRL https://www.sec.gov/.../10-K-xbrl.zip