10-K.Info (Beta Test) Courtesy of Short Sands, LLC | ||||||||||||||
| ||||||||||||||
|
10-K.Info (Beta Test) Courtesy of Short Sands, LLC | |||
CATERPILLAR INC | |||
Ticker: CAT Fiscal Year: 2010 | |||
Consolidated Results of Operations | |||
Period Ending Dec 31, 2010 10-K (Filed: Feb 22, 2011) | |||
| (In Dollars) | |||
| 12 Months Ended | 12 Months Ended | 12 Months Ended | |
| Dec 31, 2010 | Dec 31, 2009 | Dec 31, 2008 | |
| Sales and revenues: | |||
| Sales of Machinery and Engines | $ 39,867,000,000 | 29,540,000,000 | 48,044,000,000 |
| Revenues of Financial Products | 2,721,000,000 | 2,856,000,000 | 3,280,000,000 |
| Total sales and revenues | 42,588,000,000 | 32,396,000,000 | 51,324,000,000 |
| Operating costs: | |||
| Cost of goods sold | 30,367,000,000 | 23,886,000,000 | 38,415,000,000 |
| Selling, general and administrative expenses | 4,248,000,000 | 3,645,000,000 | 4,399,000,000 |
| Research and development expenses | 1,905,000,000 | 1,421,000,000 | 1,728,000,000 |
| Interest expense of Financial Products | 914,000,000 | 1,045,000,000 | 1,153,000,000 |
| Other operating (income) expenses | 1,191,000,000 | 1,822,000,000 | 1,181,000,000 |
| Total operating costs | 38,625,000,000 | 31,819,000,000 | 46,876,000,000 |
| Operating profit | 3,963,000,000 | 577,000,000 | 4,448,000,000 |
| Interest expense excluding Financial Products | 343,000,000 | 389,000,000 | 274,000,000 |
| Other income (expense) | 130,000,000 | 381,000,000 | 327,000,000 |
| Consolidated profit before taxes | 3,750,000,000 | 569,000,000 | 4,501,000,000 |
| Provision (benefit) for income taxes | 968,000,000 | (270,000,000) | 953,000,000 |
| Profit of consolidated companies | 2,782,000,000 | 839,000,000 | 3,548,000,000 |
| Equity in profit (loss) of unconsolidated affiliated companies | (24,000,000) | (12,000,000) | 37,000,000 |
| Profit of consolidated and affiliated companies | 2,758,000,000 | 827,000,000 | 3,585,000,000 |
| Less: Profit (loss) attributable to noncontrolling interests | 58,000,000 | (68,000,000) | 28,000,000 |
| Profit | 2,700,000,000 [1] | 895,000,000 | 3,557,000,000 |
| Profit per common share (in dollars per share) | 4 | 1 | 6 |
| Profit per common share - diluted (in dollars per share) | 4 | 1 | 6 |
| Weighted-average common shares outstanding (millions) | |||
| - Basic (in shares) | 631,500,000 | 615,200,000 | 610,500,000 |
| - Diluted (in shares) | 650,400,000 | 626,000,000 [2] | 627,900,000 |
| Cash dividends declared per common share (in dollars per share) | 2 | 2 | 2 |
| [1] Profit attributable to common stockholders. | |||
| [2] Diluted by assumed exercise of stock-based compensation awards, using the treasury stock method. | |||
10-K.Info (Beta Test) Courtesy of Short Sands, LLC | |||
CATERPILLAR INC | |||
Ticker: CAT Fiscal Year: 2010 | |||
Consolidated Statement of Cash Flow | |||
Period Ending Dec 31, 2010 10-K (Filed: Feb 22, 2011) | |||
| (In Dollars) | |||
| 12 Months Ended | 12 Months Ended | 12 Months Ended | |
| Dec 31, 2010 | Dec 31, 2009 | Dec 31, 2008 | |
| Cash flow from operating activities: | |||
| Profit of consolidated and affiliated companies | $ 2,758,000,000 | 827,000,000 | 3,585,000,000 |
| Adjustments for non-cash items: | |||
| Depreciation and amortization | 2,296,000,000 | 2,336,000,000 | 1,980,000,000 |
| Other | 469,000,000 | 137,000,000 | 355,000,000 |
| Changes in assets and liabilities, net of acquisitions: | |||
| Receivables - trade and other | (2,320,000,000) | 4,014,000,000 | (545,000,000) |
| Inventories | (2,667,000,000) | 2,501,000,000 | (833,000,000) |
| Accounts payable | 2,570,000,000 | (1,878,000,000) | (129,000,000) |
| Accrued expenses | 117,000,000 | (505,000,000) | 660,000,000 |
| Accrued wages, salaries and employee benefits | 847,000,000 | (534,000,000) | 154,000,000 |
| Customer advances | 604,000,000 | (646,000,000) | 286,000,000 |
| Other assets - net | 358,000,000 | 235,000,000 | (470,000,000) |
| Other liabilities - net | (23,000,000) | 12,000,000 | (371,000,000) |
| Net cash provided by (used for) operating activities | 5,009,000,000 | 6,499,000,000 | 4,672,000,000 |
| Cash flow from investing activities: | |||
| Capital expenditures - excluding equipment leased to others | (1,575,000,000) | (1,504,000,000) | (2,320,000,000) |
| Expenditures for equipment leased to others | (1,011,000,000) | (968,000,000) | (1,566,000,000) |
| Proceeds from disposals of leased assets and property, plant and equipment | 1,469,000,000 | 1,242,000,000 | 982,000,000 |
| Additions to finance receivables | (8,498,000,000) | (7,107,000,000) | (14,031,000,000) |
| Collections of finance receivables | 8,987,000,000 | 9,288,000,000 | 9,717,000,000 |
| Proceeds from sale of finance receivables | 16,000,000 | 100,000,000 | 949,000,000 |
| Investments and acquisitions (net of cash acquired) | (1,126,000,000) | (19,000,000) | (117,000,000) |
| Proceeds from sale of available-for-sale securities | 228,000,000 | 291,000,000 | 357,000,000 |
| Investments in available-for-sale securities | (217,000,000) | (349,000,000) | (339,000,000) |
| Other - net | 132,000,000 | (128,000,000) | 197,000,000 |
| Net cash provided by (used for) investing activities | (1,595,000,000) | 846,000,000 | (6,171,000,000) |
| Cash flow from financing activities: | |||
| Dividends paid | (1,084,000,000) | (1,029,000,000) | (953,000,000) |
| Distribution to noncontrolling interests | (10,000,000) | (10,000,000) | |
| Common stock issued, including treasury shares reissued | 296,000,000 | 89,000,000 | 135,000,000 |
| Payment for stock repurchase derivative contracts | (38,000,000) | ||
| Treasury shares purchased | (1,800,000,000) | ||
| Excess tax benefit from stock-based compensation | 153,000,000 | 21,000,000 | 56,000,000 |
| Acquisitions of noncontrolling interests | (132,000,000) | (6,000,000) | |
| Proceeds from debt issued (original maturities greater than three months): | |||
| - Machinery and Engines | 216,000,000 | 458,000,000 | 1,673,000,000 |
| - Financial Products | 8,108,000,000 | 11,833,000,000 | 16,257,000,000 |
| Payments on debt (original maturities greater than three months): | |||
| - Machinery and Engines | (1,298,000,000) | (918,000,000) | (296,000,000) |
| - Financial Products | (11,163,000,000) | (11,769,000,000) | (14,143,000,000) |
| Short-term borrowings (original maturities three months or less) - net | 291,000,000 | (3,884,000,000) | 2,074,000,000 |
| Net cash provided by (used for) financing activities | (4,613,000,000) | (5,215,000,000) | 2,955,000,000 |
| Effect of exchange rate changes on cash | (76,000,000) | 1,000,000 | 158,000,000 |
| Increase (decrease) in cash and short-term investments | (1,275,000,000) | 2,131,000,000 | 1,614,000,000 |
| Cash and short-term investments at beginning of period | 4,867,000,000 | 2,736,000,000 | |
| Cash and short-term investments at end of period | 3,592,000,000 | 4,867,000,000 | 2,736,000,000 |
| Non-cash activities: | |||
| Common shares issued from treasury stock for benefit plans (in shares) | 1,487,481 | 19,624,810 | |
| Common shares issued from treasury stock for benefit plans | 94,000,000 | 718,000,000 | |
10-K.Info (Beta Test) Courtesy of Short Sands, LLC | ||
CATERPILLAR INC | ||
Ticker: CAT Fiscal Year: 2010 | ||
Consolidated Financial Position | ||
Period Ending Dec 31, 2010 10-K (Filed: Feb 22, 2011) | ||
| (In Dollars) | ||
| As of | As of | |
| Dec 31, 2010 | Dec 31, 2009 | |
| Assets | ||
| Current assets: | ||
| Cash and short-term investments | $ 3,592,000,000 | 4,867,000,000 |
| Receivables - trade and other | 8,494,000,000 | 5,611,000,000 |
| Receivables - finance | 8,298,000,000 | 8,301,000,000 |
| Deferred and refundable income taxes | 931,000,000 | 1,216,000,000 |
| Prepaid expenses and other current assets | 908,000,000 | 862,000,000 |
| Inventories | 9,587,000,000 | 6,360,000,000 |
| Total current assets | 31,810,000,000 | 27,217,000,000 |
| Property, plant and equipment - net | 12,539,000,000 | 12,386,000,000 |
| Long-term receivables - trade and other | 793,000,000 | 971,000,000 |
| Long-term receivables - finance | 11,264,000,000 | 12,279,000,000 |
| Investments in unconsolidated affiliated companies | 164,000,000 | 105,000,000 |
| Noncurrent deferred and refundable income taxes | 2,493,000,000 | 2,714,000,000 |
| Intangible assets | 805,000,000 | 465,000,000 |
| Goodwill | 2,614,000,000 | 2,269,000,000 |
| Other assets | 1,538,000,000 | 1,632,000,000 |
| Total assets | 64,020,000,000 | 60,038,000,000 |
| Liabilities | ||
| Current liabilities: | ||
| Short-term borrowings: | ||
| Machinery and Engines | 204,000,000 | 433,000,000 |
| Financial Products | 3,852,000,000 | 3,650,000,000 |
| Accounts payable | 5,856,000,000 | 2,993,000,000 |
| Accrued expenses | 2,880,000,000 | 2,641,000,000 |
| Accrued wages, salaries and employee benefits | 1,670,000,000 | 797,000,000 |
| Customer advances | 1,831,000,000 | 1,217,000,000 |
| Dividends payable | 281,000,000 | 262,000,000 |
| Other current liabilities | 1,521,000,000 | 1,281,000,000 |
| Long-term debt due within one year: | ||
| Machinery and Engines | 495,000,000 | 302,000,000 |
| Financial Products | 3,430,000,000 | 5,399,000,000 |
| Total current liabilities | 22,020,000,000 | 18,975,000,000 |
| Long-term debt due after one year: | ||
| Machinery and Engines | 4,505,000,000 | 5,652,000,000 |
| Financial Products | 15,932,000,000 | 16,195,000,000 |
| Liability for postemployment benefits | 7,584,000,000 | 7,420,000,000 |
| Other liabilities | 2,654,000,000 | 2,496,000,000 |
| Total liabilities | 52,695,000,000 | 50,738,000,000 |
| Commitments and contingencies (Notes 20 and 21) | ||
| Redeemable noncontrolling interest (Note 24) | 461,000,000 | 477,000,000 |
| Stockholders' equity | ||
| Common stock of $1.00 par: Authorized shares: 2,000,000,000 Issued shares: (2010, 2009 and 2008 - 814,894,624) at paid-in amount | 3,888,000,000 | 3,439,000,000 |
| Treasury stock: (2010 - 176,071,910 shares; 2009 - 190,171,905 shares and 2008 - 213,367,983 shares) at cost | (10,397,000,000) | (10,646,000,000) |
| Profit employed in the business | 21,384,000,000 | 19,711,000,000 |
| Accumulated other comprehensive income (loss) | (4,051,000,000) | (3,764,000,000) |
| Noncontrolling interests | 40,000,000 | 83,000,000 |
| Total stockholders' equity | 10,864,000,000 | 8,823,000,000 |
| Total liabilities, redeemable noncontrolling interest and stockholders' equity | 64,020,000,000 | 60,038,000,000 |
| External Links | |
| CATERPILLAR INC (CAT) Fiscal Year 2010 | |
| Statements of 10-K in Excel | https://www.sec.gov/.../Financial.xlxs |
| Complete 10-K in HTML | https://www.sec.gov/.../10-K.html |
| Complete 10-K in XBRL | https://www.sec.gov/.../10-K-xbrl.zip |