10-K.Info (Beta Test) Courtesy of Short Sands, LLC | ||||||||||||||
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10-K.Info (Beta Test) Courtesy of Short Sands, LLC | |||
CATERPILLAR INC | |||
Ticker: CAT Fiscal Year: 2009 | |||
Consolidated Statement of Results of Operations | |||
Period Ending Dec 31, 2009 10-K (Filed: Feb 19, 2010) | |||
| (In Millions, except shares in Thousands) | |||
| 12 Months Ended | 12 Months Ended | 12 Months Ended | |
| Dec 31, 2009 | Dec 31, 2008 | Dec 31, 2007 | |
| Sales and revenues | |||
| Sales of Machinery and Engines | $ 29,540 | 48,044 | 41,962 |
| Revenues of Financial Products | 2,856 | 3,280 | 2,996 |
| Total sales and revenues | 32,396 | 51,324 | 44,958 |
| Operating costs | |||
| Cost of goods sold | 23,886 | 38,415 | 32,626 |
| Selling, general and administrative expenses | 3,645 | 4,399 | 3,821 |
| Research and development expenses | 1,421 | 1,728 | 1,404 |
| Interest expense of Financial Products | 1,045 | 1,153 | 1,132 |
| Other operating (income) expenses | 1,822 | 1,181 | 1,054 |
| Total operating costs | 31,819 | 46,876 | 40,037 |
| Operating profit | 577 | 4,448 | 4,921 |
| Interest expense excluding Financial Products | 389 | 274 | 288 |
| Other income (expense) | 381 | 327 | 357 |
| Consolidated profit before taxes | 569 | 4,501 | 4,990 |
| Provision (benefit) for income taxes | (270) | 953 | 1,485 |
| Profit of consolidated companies | 839 | 3,548 | 3,505 |
| Equity in profit (loss) of unconsolidated affiliated companies | (12) | 37 | 73 |
| Profit of consolidated and affiliated companies | 827 | 3,585 | 3,578 |
| Less: Profit (loss) attributable to noncontrolling interests | (68) | 28 | 37 |
| Profit | 895 | 3,557 | 3,541 [1] |
| Profit per common share | 1.45 | 5.83 | 5.55 |
| Profit per common share - diluted | 1.43 | 5.66 | 5.37 [2] |
| Weighted-average common shares outstanding (millions) | |||
| Basic | 615,200 | 610,500 | 638,200 |
| Diluted | 626,000 | 627,900 | 659,500 |
| Cash dividends declared per common share | 1.68 | 1.62 | 1.38 |
| [1] Profit attributable to common stockholders. | |||
| [2] Diluted by assumed exercise of stock-based compensation awards, using the treasury stock method. | |||
10-K.Info (Beta Test) Courtesy of Short Sands, LLC | |||
CATERPILLAR INC | |||
Ticker: CAT Fiscal Year: 2009 | |||
Consolidated Statement of Cash Flow | |||
Period Ending Dec 31, 2009 10-K (Filed: Feb 19, 2010) | |||
| (In Millions, except shares in actual) | |||
| 12 Months Ended | 12 Months Ended | 12 Months Ended | |
| Dec 31, 2009 | Dec 31, 2008 | Dec 31, 2007 | |
| Cash flow from operating activities | |||
| Profit of consolidated and affiliated companies | $ 827 | 3,585 | 3,578 |
| Adjustments for non-cash items | |||
| Depreciation and amortization | 2,336 | 1,980 | 1,797 |
| Other | 137 | 355 | 162 |
| Changes in assets and liabilities | |||
| Receivables - trade and other | 4,014 | (545) | 899 |
| Inventories | 2,501 | (833) | (745) |
| Accounts payable | (2,034) | (4) | 387 |
| Accrued expenses | (505) | 660 | 231 |
| Customer advances | (646) | 286 | 576 |
| Other assets - net | 235 | (470) | 66 |
| Other liabilities - net | (522) | (217) | 1,004 |
| Net cash provided by (used for) operating activities | 6,343 | 4,797 | 7,955 |
| Cash flow from investing activities | |||
| Capital expenditures - excluding equipment leased to others | (1,348) | (2,445) | (1,700) |
| Expenditures for equipment leased to others | (968) | (1,566) | (1,340) |
| Proceeds from disposals of property, plant and equipment | 1,242 | 982 | 408 |
| Additions to finance receivables | (7,107) | (14,031) | (13,946) |
| Collections of finance receivables | 9,288 | 9,717 | 10,985 |
| Proceeds from sales of finance receivables | 100 | 949 | 866 |
| Investments and acquisitions (net of cash acquired) | (19) | (117) | (229) |
| Proceeds from release of security deposit | 0 | 0 | 290 |
| Proceeds from sale of available-for-sale securities | 291 | 357 | 282 |
| Investments in available-for-sale securities | (349) | (339) | (485) |
| Other - net | (128) | 197 | 461 |
| Net cash provided by (used for) investing activities | 1,002 | (6,296) | (4,408) |
| Cash flow from financing activities | |||
| Dividends paid | (1,029) | (953) | (845) |
| Distribution to noncontrolling interest | (10) | (10) | (20) |
| Common stock issued, including treasury shares reissued | 89 | 135 | 328 |
| Payment for stock repurchase derivative contracts | 0 | (38) | (56) |
| Treasury shares purchased | 0 | (1,800) | (2,405) |
| Excess tax benefit from stock-based compensation | 21 | 56 | 155 |
| Acquistion of noncontrolling interests | (6) | 0 | 0 |
| Proceeds from debt issued (original maturities greater than three months) | |||
| Machinery and Engines | 458 | 1,673 | 224 |
| Financial Products | 11,833 | 16,257 | 10,815 |
| Payments on debt (original maturities greater than three months) | |||
| Machinery and Engines | (918) | (296) | (598) |
| Financial Products | (11,769) | (14,143) | (10,290) |
| Short-term borrowings (original maturities three months or less) - net | (3,884) | 2,074 | (297) |
| Net cash provided by (used for) financing activities | (5,215) | 2,955 | (2,989) |
| Effect of exchange rate changes on cash | 1 | 158 | 34 |
| Increase (decrease) in cash and short-term investments | 2,131 | 1,614 | 592 |
| Cash and short-term investments at beginning of period | 2,736 | 1,122 | |
| Cash and short-term investments at end of period | 4,867 | 2,736 | 1,122 |
10-K.Info (Beta Test) Courtesy of Short Sands, LLC | ||
CATERPILLAR INC | ||
Ticker: CAT Fiscal Year: 2009 | ||
Consolidated Statement of Financial Position | ||
Period Ending Dec 31, 2009 10-K (Filed: Feb 19, 2010) | ||
| (In Millions, except shares in actual) | ||
| As of | As of | |
| Dec 31, 2009 | Dec 31, 2008 | |
| Assets | ||
| Current assets | ||
| Cash and short-term investments | $ 4,867 | 2,736 |
| Receivables - trade and other | 5,611 | 9,397 |
| Receivables - finance | 8,301 | 8,731 |
| Deferred and refundable income taxes | 1,216 | 1,223 |
| Prepaid expenses and other current assets | 434 | 765 |
| Inventories | 6,360 | 8,781 |
| Total current assets | 26,789 | 31,633 |
| Property, plant and equipment - net | 12,386 | 12,524 |
| Long-term receivables - trade and other | 971 | 1,479 |
| Long-term receivables - finance | 12,279 | 14,264 |
| Investments in unconsolidated affiliated companies | 105 | 94 |
| Noncurrent deferred and refundable income taxes | 2,714 | 3,311 |
| Intangible assets | 465 | 511 |
| Goodwill | 2,269 | 2,261 |
| Other assets | 2,060 | 1,705 |
| Total assets | 60,038 | 67,782 |
| Liabilities | ||
| Current liabilities | ||
| Short-term borrowings | ||
| Machinery and Engines | 433 | 1,632 |
| Financial Products | 3,650 | 5,577 |
| Accounts payable | 2,993 | 4,827 |
| Accrued expenses | 3,351 | 4,121 |
| Accrued wages, salaries and employee benefits | 797 | 1,242 |
| Customer advances | 1,217 | 1,898 |
| Dividends payable | 262 | 253 |
| Other current liabilities | 888 | 1,027 |
| Long-term debt due within one year: | ||
| Machinery and Engines | 302 | 456 |
| Financial Products | 5,399 | 5,036 |
| Total current liabilities | 19,292 | 26,069 |
| Long-term debt due after one year | ||
| Machinery and Engines | 5,652 | 5,736 |
| Financial Products | 16,195 | 17,098 |
| Liability for postemployment benefits | 7,420 | 9,975 |
| Other liabilities | 2,179 | 2,190 |
| Total liabilities | 50,738 | 61,068 |
| Commitments and contingencies (Notes 22 and 23) | ||
| Redeemable noncontrolling interest (Note 26) | 477 | 524 |
| Stockholders' equity | ||
| Common stock of $1.00 par (Authorized shares: 900,000,000, Issued shares: (2009, 2008 and 2007 - 814,894,624) at paid-in amount | 3,439 | 3,057 |
| Treasury stock (2009 - 190,171,905 shares; 2008 - 213,367,983 shares and 2007 - 190,908,490 shares) at cost | (10,646) | (11,217) |
| Profit employed in the business | 19,711 | 19,826 |
| Accumulated other comprehensive income (loss) | (3,764) | (5,579) |
| Noncontrolling interests | 83 | 103 |
| Total stockholders' equity | 8,823 | 6,190 |
| Total liabilities, redeemable noncontrolling interest and stockholders' equity | 60,038 | 67,782 |
| External Links | |
| CATERPILLAR INC (CAT) Fiscal Year 2009 | |
| Statements of 10-K in Excel | https://www.sec.gov/.../Financial.xlxs |
| Complete 10-K in HTML | https://www.sec.gov/.../10-K.html |
| Complete 10-K in XBRL | https://www.sec.gov/.../10-K-xbrl.zip |